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Mediation and advice of financial assets by foreign persons

Financial services companies generally require a permit for financial asset intermediaries and financial asset advisors.

In the event of prior written notification of a temporary exercise of financial investment intermediary activity in accordance with Section 13a of the German Commercial Code (GewO), nationals of a Member State of the EU or of a State Party to the Agreement on the European Economic Area may independently provide financial services.

Section 13a Trade Code (GewO)

Source: Serviceportal Niedersachsen (Portalverbund des Bundes und der Länder)

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